2023 Compliance Forum First Session| Presented in partnership with
Compliance and compliance officer support are two of the most significant issues facing our bank members today.
BankIn Minnesota Compliance Forum groups are kept small to allow for individualized attention. Members help establish priorities and topics. The format divides the time between topical presentations, small group discussions, and networking with other compliance professionals.
Forum subscribers also have exclusive access to the Compliance Forum Community, where forum members can interact and post questions to facilitator and peers via the online discussion board.
First Session - Virtual Only for All:
March 1 | Virtual Only | 9:00 a.m. - 12:00 p.m.
This event is open exclusively to Compliance Forum members. Contact Kristi Ploeger for information and to register.
About the Facilitator:
Tory Haggerty started his compliance career as an FDIC examiner in the Sioux Falls, SD Field Office. He was commissioned as an examiner in 2012 and spent 6 years at the FDIC participating on nearly 100 regulatory exams. He worked as a senior compliance officer and senior auditor for regional and national banks before his passion for auditing and training led him to start Tuscan Club Consulting in 2017. TCC offers regulatory compliance reviews, training, and consulting services to banks in the upper Midwest and has partnered with more than 30 financial institutions. Tory received his Bachelor Degree in Communication Studies from South Dakota State University and a Master of Business Administration from the University of South Dakota. Tory is also a retired officer of the South Dakota Air National Guard with 20 years of military service. He resides in Sioux Falls with his wife and two children. Tory has earned the Certified Regulatory Compliance Manager, Certified BSA/AML Professional, and Certified Community Bank Compliance Officer designations. He is also the author and lead instructor of Tuscan Club University’s Fair Lending School.